S/PV.4394Resumption1 Security Council
▶ This meeting at a glance
12
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Resolutions
Topics
Peacekeeping support and operations
Counterterrorism and crime
General statements and positions
General debate rhetoric
Peace processes and negotiations
War and military aggression
Thematic
Miss Durrant (Jamaica): My delegation wishes
to thank you, Mr. President, for organizing this
meeting. We wish, in particular, to thank the Permanent
Representative of Germany, Ambassador Kastrup, for
presenting the report entitled Design and
Implementation of Arms Embargoes and Travel and
Aviation Related Sanctions. We would also like to
thank the Permanent Observer of the Swiss
Confederation, Ambassador Staehelin, for presenting
the report entitled Targeted Financial Sanctions: A
Manaalfor Design and Implementation. We were also
pleased to welcome to the Council the State Secretary
of Sweden, Ambassador Hans Dahlgren, and we wish
to thank him for his Government's expressed
willingness to continue both processes. In the same
vein, we wish to express our appreciation to Assistant
Secretary-General Ibrahima Fall for his timely
suggestions for follow-up actions by the Council and
the Secretariat.
When the Council debated this matter in April of
last year, my delegation pointed out that, if the Security
Council is to maintain sanctions as a credible
instrument, we must take concrete steps to ensure that
we get sanctions right rather than impose flawed
regimes that may be either ineffective or
unenforceable. Indeed, over the past few years the
international community has paid increasing attention
to the issue of sanctions imposed by the Security
Council. The commentary has often been negative,
primarily because of the negative humanitarian effects
of comprehensive sanctions on civilian populations.
In part as a response to those criticisms, and also
in recognition that comprehensive sanctions are no
longer a tool acceptable to many of the members of the
Council, there has been a shift by the Council in its
approach to the design of sanctions to targeting
measures at the individual or individuals responsible
for the behaviour or policies condemned by the
international community, and at those elites or groups
who directly benefit from such behaviour or policies.
Indeed, a broad consensus has emerged in support of
sanctions that are designed to affect only those
individuals whose behaviour we wish to change.
Furthermore, the Council now recognizes the
need to consider fully the possible negative impact of
sanctions on the humanitarian condition of civilian
populations and on the economies of third countries.
We must now ensure that sanctions regimes have no
such unintended effects. Recent sanctions on Ethiopia
and Eritrea, Sierra Leone, Liberia, and the Taliban
regime of Afghanistan have all been targeted. In
designing those sanctions the Council borrowed
extensively from the preliminary work of the Bonn-
Berlin and Interlaken processes, as well as from the
work of its own Working Group on General Issues on
Sanctions, which was established last April.
Implementation and monitoring of those sanctions have
also followed, to a large extent, the recommendations
contained in these two reports. It is a testament to the
value of the recommendations contained therein that
even before they were finalized, the Council had
already begun to pay heed to them.
The two reports that are the results of the Bonn-
Berlin and Interlaken processes provide us with a set of
modalities to not only design but also to implement and
monitor targeted sanctions covering most of the
regimes on arms embargoes, travel and aviation-related
sanctions, and financial sanctions. My delegation is
pleased to have had the opportunity to participate in
both meetings of the processes. We fully appreciate the
efforts of the Governments of Germany and of the
Swiss Confederation in providing the resources for
these two important undertakings on targeted sanctions,
and for spearheading a dialogue with civil society and
academic experts. We believe that the manuals - if
fully utilized by the Security Council, the Secretariat
and Member States - will help to make the use of
sanctions a more effective tool of the Council in
enforcing its decisions. It will also allow for a more
speedy and efficient response as the need arises.
My delegation has also subscribed to the premise
that for sanctions to be effective, they must be
implemented within a prescribed time frame and be
subject to close monitoring and periodic review in
order to ensure their continued usefulness and validity,
as well as to evaluate their impact on vulnerable
populations and neighbouring States. However, while
the Council has begun to design sanctions accordingly,
their design, implementation and monitoring have not
yet been streamlined. It is in this context that the
results of the Interlaken and Bonn-Berlin processes can
provide useful tools for the Security Council, if we use
the guidelines provided in the manuals.
We therefore hope that the procedures and
recommendations - particularly those on arms
embargoes, travel and aviation-related sanctions -
will be carefully studied by all the sanctions
committees, because arms embargoes are perhaps the
most common measure used by the Security Council in
seeking to maintain international peace and security.
They are also one of the most frequently violated of
sanctions regimes. As we have seen from past
experiences, arms embargoes affect a number of actors
in the financing, sale and trafficking in arms. In the
same vein, we believe that the recommendations on
financial sanctions could also be very usefully applied
in the implementation resolution 1373 (2001).
In order to derive maximum benefit from the
recommendations, it is important for the Council to
adopt a new and comprehensive approach, and to be
consistent in its implementation and monitoring. It will
be recalled that the Working Group established by the
Council under the chairmanship of Ambassador
Anwarul Chowdhury of Bangladesh to develop general
recommendations on how to improve the effectiveness
of United Nations sanctions was asked to examine a
number of issues, including the working methods of
sanctions committees and inter-committee
coordination; the capacity of the United Nations
Secretariat to effectively monitor the implementation
of sanctions; coordination within the United Nations
system and coordination with regional and other
international organizations; the design of sanctions
resolutions, including the conditions for the
maintaining or lifting of sanctions; assessment reports
and the ongoing evaluation of sanctions; monitoring
and enforcement; the unintended impact of sanctions;
humanitarian exemptions; targeted sanctions; and
assisting Member States in implementing sanctions.
The Working Group undertook an extensive
review over a period of several months. Its work
benefited from inputs by experts on all of the issues
covered. However, the report of the Group has been
before the Council for several months, but so far we
have failed to take action on it. The observations and
recommendations contained in the reports that came
out of the Bonn-Berlin and Interlaken processes have
again drawn the Council's attention to the imperative
that the Council must streamline its work on the
design, implementation and monitoring of sanctions.
Our debate highlights the importance of the Council's
acting on the Working Group's report and adopting,
without delay, the recommendations contained therein.
The Bonn-Berlin and Interlaken processes, taken
together with the recommendations the Council now
has before it, will provide the necessary tools to ensure
better implementation of the Council's current and
future sanctions measures. We must also build on the
useful work done by the monitoring mechanisms and
panels of experts. We also look forward to the follow-
up to be carried out by the Government of Sweden to,
inter alia, examine how to achieve more coherent and
effective enactment of Security Council resolutions in
national legislation.
In conclusion, I wish to recall that - as we
alluded to in our statement last April - in addition to
reform and policy-making, improving the effectiveness
of sanctions requires the enhancement of internal
institutional mechanisms within the United Nations
system, including the development of a more effective
monitoring capacity within the Secretariat, adequate
staffing, streamlining of procedures and the
harmonization of the guidelines and working methods
of the sanctions committees, visits by representatives
of the sanctions committees, technical expertise and
support, and improved cooperation with regional
organizations, non-governmental organizations and
international financial institutions.
We believe that the Security Council must work
with the General Assembly to ensure that the
Secretariat receives the necessary budgetary support in
order to assist the work of the Council's committees on
sanctions.
I wish to thank you again, Mr. President, for
organizing this meeting and for allowing us to
exchange views on this important matter, which assists
the Council in carrying out its mandate for the
maintenance of international peace and security.
Mr. Harrison (United Kingdom): May I begin by
saying that my delegation is very grateful to the
Governments of Germany and of Switzerland for their
leadership and their initiative in taking forward the
Bonn-Berlin and the Interlaken processes, and we are
also grateful for what the Swedish Government is
doing in taking forward the process from now on.
We think that these processes have enabled
experts and others, working in a very wide forum, to
produce some very valuable results. We particularly
welcome the guidance that has been produced on best
practice in drafting United Nations sanctions
resolutions and on drafting legislation to implement
sanctions at the national level. What we will need to do
now is to build on the valuable work that has already
been done.
We believe that the focus of that work should
now shift to national implementation and enforcement
of sanctions. In this context, we think that there may be
useful lessons to be learned from the Group of Eight's
Financial Action Task Force on Money Laundering
(FATF). This Task Force has produced guidelines on
the actions that countries should take to trace funds and
to scrutinize clients, and other ways to counteract
money laundering.
We wonder whether perhaps the next step in the
Interlaken process could be to draw up similar
guidelines for enforcing financial sanctions and for
benchmarking the steps that countries have taken to
enforce sanctions against those guidelines.
The next logical step after that is the enforcement
of sanctions. We agree that one way to improve
enforcement would be to improve the United Nations
capacity by creating a small, permanent monitoring
unit, complemented by a roster of experts and by the
Secretariat, which would be charged by the Security
Council with monitoring and reporting on the
effectiveness of sanctions regimes. My delegation
looks forward to early progress on this idea.
Finally, and speaking on behalf of the Chairman
of the Counter-Terrorism Committee, I can say that my
delegation will study what positive lessons can be
drawn from the Bonn-Berlin and the Interlaken
processes for the work of the Counter-Terrorism
Committee established under resolution 1373 (2001).
In particular f and this was a point that Assistant
Secretary-General Fall made in our first discussion last
Monday - there may be some relevance for the
establishment of models for legislative and executive
action for States to follow when they identify gaps in
the structures they have established to implement
resolution 1373 (2001).
Mr. Kolby (Norway): The recommendations that
have emerged from the Interlaken and Bonn-Berlin
processes on financial sanctions, arms embargoes and
travel- and aviation-related sanctions are useful and
provide valuable tools for the Security Council in its
work. Norway supports these initiatives and
recommendations to improve the effectiveness of
sanctions.
Targeted sanctions exercise pressure on the
decision-makers and are designed to avoid negative
consequences for the general population. Targeting
individuals responsible for policies that threaten
international peace and security would increase the
effectiveness of sanctions. In designing sanctions,
attention should be given to ruling elites, rebel
movements and terrorists and the means of financing
their actions. The objective should be to change or
restrict their behaviour and to shield the civilian
population from excessive suffering.
The manual emerging from the Interlaken process
will be a valuable tool in the efforts to employ
standardized terms that conform to definitions used in
the financial sector when imposing financial sanctions.
Moreover, a system to enhance international
cooperation to prevent illegal financial transactions
should be developed. In this respect, resolution 1373
(2001), adopted recently, on threats to international
peace and security caused by terrorist acts, and the
subsequent work of the Counter-Terrorism Committee
provide us with a model for implementation which
could be further explored for other sanctions regimes.
With the manuals now put forward by the Swiss
and German Governments, we have reached a
milestone in regard to drafting model resolutions. We
are grateful for the initiative taken by the Swiss and
German Governments and for the support they have
given. We must now focus on the implementation of
these recommendations. We will, on our part, work to
ensure that the models are reflected in future sanctions
regimes or when amending existing regimes.
Sanctions can be effective only if they are
respected and properly implemented at the national
level. The manuals give useful practical guidance
related to the legal and administrative requirements for
implementation. The effective implementation of
targeted sanctions will be a major challenge in the time
ahead.
In our view, there is a huge potential for
increased efficiency through more concerted efforts,
both globally and regionally. Again, we would in this
respect highlight the follow-up of resolution 1373
(2001) through the establishment of the Counter-
Terrorism Committee. We would also like to underline
the need for adequate technical and financial assistance
to United Nations members in implementing provisions
of the resolution.
The proposal to establish a permanent unit for
targeted sanctions is a welcome one and deserves
further discussion in the Security Council. A sanctions
unit could provide valuable support for the relevant
sanctions committees in the fulfilment of their tasks.
Furthermore, it would enable us to accumulate
institutional experience drawn from the different
sanctions regimes.
Lastly, we would like to thank Sweden for its
initiative to follow up the Interlaken and the Bonn-
Berlin processes. Norway looks forward to working
with Sweden and others to further enhance sanctions
regimes in order for the United Nations to effectively
exercise its responsibility for international peace and
security while minimizing the suffering of the civilian
population.
Mr. Koonjul (Mauritius): My delegation greatly
appreciates the work carried out by the Government of
Switzerland and the Government of Germany through
the Interlaken process and the Bonn-Berlin process on
the important subject of sanctions. We commend their
efforts, contributions and suggestions for developing
and enhancing targeted sanctions regimes which form
part of the paraphernalia for exercising pressure on
States that act in defiance of international law.
Both reports are the fruit of extensive and
intensive consultations and appear to have taken on
board the views of a large number of players. The
reports will be a useful guidance to members of the
Security Council and the Secretariat in formulating
future sanctions regimes.
Since its inception, the United Nations has made
use of sanctions for diverse purposes - to stop
territorial aggression, restore democracy and the rule of
law, promote human rights, fight terrorism and contain
the proliferation of arms, among others. Until 1990, the
United Nations hardly ever used sanctions to achieve
the desired goals. It is only since the last decade of the
twentieth century that sanctions have been frequently
imposed. In the 1990s, the Security Council imposed
sanctions in 12 instances, and some of them are still in
effect.
The question that needs to be asked is whether
the sanctions regimes have really worked - whether
they have achieved the desired results. In most cases,
we find that they have not. Studies carried out on the
success of sanctions regimes have revealed that the
overall success rate has been paltry. If we were to
probe deeply into the reasons for their failure, we
would come to the following conclusions.
First, the continuing defiance of and failure to
observe sanctions gradually erodes their effectiveness.
Secondly, there is an absence of clear objectives and
targets in the sanctions regimes. Thirdly, extraneous
interpretations of sanctions regimes are made by those
desirous of giving wider meaning to sanctions.
Fourthly, a large number of States lack the capacity -
legal, administrative and financial - to enforce
sanctions. Fifthly, the economic and humanitarian costs
outweigh the benefits ofthe sanctions regimes.
In order for a sanctions regime to be effective and
enforceable, it is important that we set realistic and
achievable benchmarks. Firstly, sanctions should be
established and applied only in accordance with the
provisions of the United Nations Charter. Hence, there
is a need for more explicit, unambiguous and results-
oriented resolutions. Secondly, sanctions cannot be
imposed on a State in perpetuity, and must be clearly
targeted. There must be a sunset clause, based on either
results or time frame. Thirdly, sanctions should be
imposed incrementally, with a gradual ratcheting up of
the pressure. Fourthly, sanctions should be reviewed
and assessed regularly by the Council. Fifthly,
sanctions regimes should, at all costs, avoid collateral
damage, especially to innocent civilians.
It is no surprise that, throughout the history of
sanctions regimes, very little heed has been paid to the
effects of sanctions on the innocent civilians of the
targeted State and on neighbouring States. It is
imperative that such a negative impact be removed, or
at least minimized. The only way to achieve that goal
is to consider the imposition of targeted or smart
sanctions regimes wherever appropriate, in the form of
financial or arms embargoes or of travel and aviation-
related sanctions. We believe that sanctions regimes
can and must be crafted in ways that shield civilians
from unnecessary harm. Indeed, the two processes
address these concerns at great length.
The standardization of language and terminology
for use by the Security Council in all future sanctions
regimes, as proposed in both booklets, is therefore
most welcome. This would provide a pragmatic and
realistic answer to the questions raised by many States
and concerned parties about inconsistencies and
inadequacies and about the punitive side of sanctions
regimes. We agree with the introductory remarks in the
booklet on targeted financial sanctions that smart, or
targeted, sanctions apply to only a subset of the
population. We echo the observation that no targeted
sanctions can achieve the desired goals in isolation.
They must be considered as part of a broader,
coordinated political and diplomatic strategy.
We should give serious thought to the proposals
contained in the two reports before the Security
Council today. The Interlaken and Berlin processes
deserve our commendation for taking a realistic View.
We hope that the Security Council will give due and
deserved consideration to the proposed model
resolution and guidelines for a future course of action.
My delegation firmly believes that Security
Council resolutions must be implemented by all
Members of the United Nations. What we see most
often is non-observance and even overt flouting of
these resolutions by Member States. We are of the view
that a committee entrusted with the responsibility of
monitoring the implementation of all Security Council
resolutions, including those relating to sanctions,
would enhance the effectiveness of sanctions
resolutions. The committee would report and make
recommendations on how gradually to increase or
decrease the pressure of sanctions on the basis of any
development.
We commend the decision of the Swedish
Government to continue with its work on sanctions,
and we hope that all efforts combined will result in the
development of a fair and effective sanctions regime
that will promote, in the most pragmatic and realizable
way, the aims and objectives of the United Nations
Charter.
Mr. Franco (Colombia) (spoke in Spanish): I
would like to begin by expressing our gratitude to
Ambassador Kastrup of Germany, Ambassador
Staehelin of Switzerland and the State Secretary for
Foreign Affairs of Sweden, Mr. Hans Dahlgren. We
would also like to thank the Assistant
Secretary-General, Mr. Ibrahima Fall, for his
introductory statement.
Colombia would like raise five specific points.
The first relates to the effectiveness of sanctions. The
Bonn-Berlin process has prompted us to reflect on the
key importance of this issue for the work of the
Council, in three areas in particular, the first of which
is the Security Council's image and the way in which it
is perceived. If sanctions are not fair, if they do not
have the proper basis and support the Council's work
will be perceived as inappropriate and improper and its
relevance will be questioned. Secondly, if sanctions are
not effective, the image and the legitimacy of the
Council will be compromised. Sanctions must work; in
other words, they must produce the anticipated results.
Thirdly, the Bonn-Berlin and Interlaken processes
have prompted us to think about the need for the
Security Council to communicate with other actors -
not only with non-members of the Council but, in
particular, with protagonists that are relevant to the
implementation of such sanctions. I am referring
specifically to banks and other financial organizations,
private sector enterprises, academic institutions and
civil society organizations that have a relevant role to
play in the implementation and monitoring of
sanctions.
The second point that I would like to raise relates
to the effects of sanctions. The challenge is to produce
changes in the conduct of actors whose activities
represent a threat to international peace and security.
The difficulty for the Security Council, however, is
how to produce that change in behaviour without
affecting those who are not a threat to international
peace and security - the civilians.
Sanctions always have a negative effect, but they
should have multiple positive impacts on international
peace and security. The negative effect should be a
factor that can be controlled and for which contingency
measures can be put in place to provide appropriate
compensation for the anticipated negative effect. The
case of Liberia - a subject on which discussions have
already begun in the sanctions Committee, and which
we will continue to debate in the Security Council -
provides a concrete example that prompts us to
consider such consequences.
I do not want discuss that case in detail at this
time, but I would like to highlight it, because we will
have an opportunity to consider the regional
components of this issue: the role of other actors in
ensuring a positive development of the regional
situation, as well as the effects of sanctions - not just
expected effects, but also unexpected inputs relating to
humanitarian assistance for Liberia.
The third point relates to the concept of smart
sanctions. This is not a static concept; it is a dynamic
concept. New technologies, new ideas, new political
circumstances and new international challenges should
make us think dynamically about this aspect.
Therefore, the proposal to create a standing monitoring
mechanism deserves study to see if it or is not
compatible with the need for us to adjust ourselves to
specific circumstances. In this context, we recognize
the Stockholm process, since perhaps we can find,
among the objectives described by Secretary of the
State Dahlgren, an informal opportunity to discuss in
depth the benefits and the difficulties of this
mechanism before doing it in the Security Council.
The fourth point relates to the implementation of
Security Council resolution 1373 (2001). With the
implementation of Article 41 of the Charter, a new path
with great challenges has opened. Resolution 1373 has
not created sanctions, but its implementation and
monitoring could lead the Council to undertake
measures. In other words, we are creating a normative
structure that will allow this organ to adopt decisions
by means of smart sanctions. This could constitute an
additional vein of reflection for the Stockholm process,
as it involves substantively domestic legislative
processes and steps and actions taken at that level to
implement them.
Finally, I will conclude by echoing what other
members of the Council have said regarding the
importance of adopting the conclusions of the Working
Group on Sanctions.
Mr. Cunningham (United States): I would like to
thank Swiss Ambassador Staehelin, German
Ambassador Kastrup and Swedish State Secretary
Dahlgren for their informative and very valuable
briefings the other day and for the important work on
sanctions in which their respective Governments have
been engaged. This work is very useful to the Council
and to the international community more broadly, and
we commend them for making the effort.
The United States wants to make sanctions a
more effective policy tool. We have all accomplished a
lot already in that regard in the last year or so, and as
Ambassador Dahlgren noted the other day, present
circumstances demand that we refine and further
improve our use of multilateral sanctions to address
threats to international peace and security.
We all agree that sanctions must remain a viable
policy option, and while we can make improvements,
in point of fact, past sanctions regimes have been and
continue to be effective, as noted in a number of
studies that we have discussed in the Council and in
various working groups over the past couple of months.
They have been a vital policy instrument to modify the
behaviour of a State or entity that poses a threat to
international peace or that has committed an act of
aggression. Sanctions provide us with an approach
greater than persuasion, but less than the use of force,
to employ the collective will of the international
community.
Of course, some countries will try to avoid
compliance. There will always be violation of
sanctions. That is to be expected, but that does not
mean that the regime itself is ineffective. We have
ample instances of where sanctions regimes have
influenced behaviour. But, of course, we want to and
we will continue to make improvements.
American representatives actively participated in
the Interlaken, Bonn and Berlin discussions, and we
look forward to engaging in the Stockholm process
when the Swedish Government hosts the next round of
meetings to discuss sanctions verification and
implementation. These discussions help support our
work in the Council to reinforce sanctions as an
effective policy tool, including through the increased
use of better targeted sanctions, and to do our best to
ensure that sanctions are both effective and humane.
We want to do the best job possible to see that
sanctions imposed by the Security Council pose the
minimum risk to civilian populations.
In that regard, I cannot help but observe that there
is some irony underlying the Council's efforts to
develop and impose effective sanctions. Despite our
best attempts, what can we do when a dictatorial
regime itself holds its own people hostage? What are
we to think when a State or Government denies its own
people food, medicine and shelter, items the
international community is willing to provide to those
most challenged?
We see that situation, unfortunately, now in Iraq,
Afghanistan and elsewhere. On Iraq, we endorsed a
new approach to sanctions this past spring but have
been blocked in our persistent attempts to improve the
oil-for-food programme and the Iraq sanctions regime.
This should be done, and we will continue to seek
agreement on this most pressing issue.
While the United States recognizes the
importance of minimizing the humanitarian impact of
sanctions, members of the international community
must also reflect on the humanitarian impact of not
imposing sanctions. Such a decision also has
consequences. This is a heavy responsibility for
Security Council members and one that we all should
take most seriously.
Much has already been done at this point to
improve sanctions as a policy tool, both inside and
outside the Council. We will continue to support efforts
to improve the effectiveness of sanctions while
minimizing their unintended consequences. We also
will join with other interested parties in exploring how
to make sanctions monitoring and implementation as
effective and consistent as possible.
Mr. Ouane (Mali)(spoke in French): My
delegation wishes to thank you, Mr. President, for
having taken the initiative of convening this public
meeting to consider general questions relating to
sanctions. We thank Mr. Ibrahima Fall, Assistant
Secretary-General, for his exhaustive, accurate and
detailed introduction to the topic.
We also thank the Swiss and German
Governments for their important contributions to
improving our sanctions regimes through the Interlaken
process on financial sanctions and the Bonn-Berlin
process on smart sanctions, particularly embargoes on
weapons and travel. We thank the Swedish Government
for its initiative to pursue the Interlaken process and
the Bonn-Berlin process, and we welcome the
participation of the Swedish Secretary of State in our
debates.
We hope that the results and specific
recommendations emanating from these processes will
be useful tools that will help the Council determine the
best time to impose sanctions under Chapter VII of the
Charter.
If sanctions are a useful tool that the Council can
employ in specific circumstances, under the Charter, it
is also true that because of their negative and undesired
effects, they have become a source of legitimate
concern for the international community. That is why
the Council must develop sanctions regimes that are
functional and cause the minimum of undesired
secondary effects.
In this connection, sanctions - the best coercive
measure - must not be decided on before exhausting
all other means of peaceful settlement of disputes
envisaged by the Charter. We also believe that
inasmuch as sanctions are provisional and temporary
tools, they must include certain humanitarian
exemptions, so that help can be given to the most
vulnerable sectors of the population and to minimize
their effects on the civilian population and on third
States.
Furthermore, we believe that the sanctions should
be lifted as soon as the Security Council's requirements
have been met, because this would enhance not only
their legitimacy, but also their acceptance by the
international community, whose will they should
reflect.
We welcome the new steps taken by the Council
for the imposition of well targeted sanctions, with a
time limit, aimed at changing the conduct of
individuals or groups that are well identified. Studies
of the decade of sanctions imposed by the United
Nations have demonstrated that the sanctions have
rarely achieved their goals, though they have caused
untold suffering for civilian populations. A continuous
evaluation of their socio-economic impact is therefore
needed.
Finally, my delegation regrets that, despite the
outstanding work accomplished, it has not always been
possible to reach consensus on the reports of the
Council's Working Group on sanctions. My delegation
gives its full support to the recommendations contained
in the report proposing concrete measures for the
Security Council to enhance the effectiveness of
existing sanctions regimes, as well as a specific
orientation for any future action.
Mr. Konuzin (Russian Federation) (spoke in Russian): We are grateful to the representatives of
Germany and Switzerland for introducing the studies
that they had carried out within the context of the
Bonn-Berlin and Interlaken processes. We are also
grateful to the representative of Sweden for the
willingness of his country to continue studying the
application of sanctions.
The issue of sanctions has taken up a great deal of
the Security Council's work in the last decade.
Sanctions constitute a powerful tool for bringing an
impact to bear on people. Their effectiveness depends
directly, however, on the correctness of the Council's
assessment of the level of the threat to international
peace and security. This is why the question of
principles and the way in which they are applied
deserves the most serious attention.
Before resorting to an embargo regime, the
Council must estimate any possible negative effect of
the restrictive measures on the population, who are not
directly politically responsible for the actions of
official authorities, and any potential harm to the
interests of third countries.
This is why the introduction of sanctions is an
extreme measure to be applied only where all other
methods of bringing political impact to bear have been
exhausted, and when the Security Council determines
that there is a real threat to the international
community. Sanctions must be introduced strictly in
accordance with the provisions of the United Nations
Charter and the norms of international law. They must
seek clearly stated objectives; they must be carefully
targeted; they must be subject to regular review; and
they must set forth clearly the conditions for lifting
them. It is impermissible to introduce measures that
have no set time period.
We welcome the trend for the Council to take
decisions with a prescribed time frame for sanctions.
Examples of successful action by the Council in this
connection are, we believe, the resolutions on sanctions
against the Taliban and sanctions on Liberia.
We will carefully study the booklets on focused
sanctions. We are sure that these reports will be much
in demand among many States within the United
Nations and outside. We believe that the reports will
help States in their work on the finer points of
resolutions on the application of sanctions and will also
be helpful with regard to existing practical regimes for
implementing decisions at the national level. This latter
issue will be of particular interest to States, because it
falls within the competence and responsibility of States
that have an obligation to report to the Security
Council on measures that they have taken to comply
with the sanctions.
Ms. Lee (Singapore): We join our colleagues in
thanking the representatives of Switzerland and
Germany for their presentations and for their very
useful manuals on the Interlaken and Bonn-Berlin
processes, which they distributed at our meeting on
Monday. We applaud the laudable efforts of the
Governments towards the improvement of financial
sanctions, along with arms embargoes and travel bans.
As time is short, Mr. President, we hope that you
will let us make a targeted statement of three key
points.
First, in relation to the presentation by State
Secretary Dahlgren of Sweden, we would like to
express our sympathy for the frustration that he
endured as Chairman of the sanctions Committee on
Sierra Leone. As the Chair of the sanctions Committee
on Liberia, we have experienced similar highs and
lows. For example, as the Chair, we have had to
facilitate the implementation of a travel ban list. Since
this list was promulgated in June, we have experienced
many of the difficulties discussed in the seminars and
workshops organized under the two processes, in
particular for the removal of targets from such lists.
While we have noted the suggestion from the Bonn-
Berlin process that this could be dealt with by
empowering the sanctions Committees to keep such
lists up to date, the reality is that United Nations
sanctions Committees do not have the resources to do
this, nor is there any institutional follow-up within the
United Nations system to monitor the implementation
of sanctions.
Secondly, United Nations sanctions, if designed
and implemented properly, can do much good.
However, as Mali, Colombia, Jamaica, Mauritius and
other delegations have highlighted, the image of United
Nations sanctions has not been good. The United
Nations and United Nations sanctions are often blamed
for the economic woes of the targeted country. This
may be due in part to the unintended side effects of the
sanctions. However, in our view, much of the problem
can be attributed to the less than effective
implementation of United Nations sanctions to date. As
such, while the United Nations may have won the
Nobel Peace Prize jointly with the Secretary-General
this year, the credibility of the United Nations in
relation to the implementation of sanctions has eroded
badly in the last 10 years. We must arrest this slide.
Thirdly, as sanctions are one of the most
important tools of the Security Council, the Council
needs to ensure that its objectives are achieved without
disproportionate humanitarian effects. As the United
States has noted, this is to ensure that sanctions remain
a viable policy tool. As such, we were pleased to learn
that the Stockholm process, will focus on the
implementation and monitoring of targeted sanctions.
We would like to express our support in advance for
the Stockholm process, in the hope that its work will
result in more effective implementation of United
Nations sanctions.
Mr. Jerandi (Tunisia) (spoke in French):
Mr. President, we thank you for organizing this
important meeting of the Council to deal with the
question of sanctions imposed by the United Nations. It
has enabled us to hear interesting statements by the
Ambassador of Germany and the Observer of
Switzerland on the outcome of the Bonn-Berlin and
Interlaken processes, and to hear the State Secretary of
Sweden. We thank them all very much.
This meeting also offers members of the Council
an opportunity to speak once again on the matter of
sanctions. This gradual emergence of a debate in the
Council on sanctions should be encouraged so that we
can maintain an ongoing consideration of ways and
means of making the sanctions tool a measured,
sensible and effective way of maintaining international
peace and security.
As emerged from last year's Council debate and
from numerous discussions in the General Assembly
and other forums, outside the United Nations, this is a
crucial moment for our Organization. We must take a
new look at this tool of sanctions, put at its disposition
by the Charter as a last resort after all methods for the
pacific settlement of disputes provided for under
Chapter VI of the Charter have been exhausted.
United Nations practice, particularly during the
last decade, has shown the need for a number of
changes that, while enhancing the effectiveness of
sanctions, would reduce their impact on civilian
populations a which we have seen can be
devastating - and protect the interests of neighbouring
countries with major economic ties to the targeted
countries.
We feel that these three goals mean that the
United Nations must take a new approach to sanctions,
guided by the principle that sanctions should remain an
integral part of an overall strategy for conflict
settlement and prevention, with all its political,
economic, social and human components, since
sanctions clearly are not an end in themselves.
Attention should be paid to setting a time-limit for
sanctions. In short, an overall vision of the problems
and their solutions is needed.
To deal seriously with the humanitarian
dimension, we must systematically review the impact
of the sanctions contemplated - if they turn out to be
necessary - before their imposition and then
periodically during their application. We also have to
make provisions for the necessary humanitarian
exemptions - food, medical, religious and so on.
As for the impact on third countries, my country
has always highlighted the need to meet their concerns
and deal with the economic problems they face because
of the application of sanctions by the Security Council,
in accordance with Article 50 of the Charter. We must
seek ways to make this goal a reality, because the
implementation of sanctions is the collective
responsibility of the international community as a
whole.
My delegation strongly believes that the Council
must seek to promote a new sanctions practice. To this
end, the Council, which last year set up a working
group to draw up recommendations on the general
issues of sanctions, should not consider the report
submitted by the Working Group after several months'
work under the leadership of Ambassador Chowdhury,
with a view to its adoption. The draft report is not
entirely satisfactory, but it should be carefully studied
and supported by the Council so that we can move
towards its application. Despite its shortcomings, it
provides for important changes with regard to various
aspects of the matter.
Mr. Shen Guofang (China) (spoke in Chinese):
First, Ijoin colleagues in thanking you, Mr. President,
for arranging this important meeting. I also thank the
representatives of Switzerland and Germany for their
briefing. We believe that the Interlaken process and the
Bonn-Berlin process are very beneficial to the
Council's discussion on the question of sanctions. The
briefing they have given us and the booklets they have
distributed are also very helpful to our discussion.
I also thank the State Secretary of Sweden for his
statement. I am pleased that Sweden will organize
relevant activities to continue the discussion on
sanctions. China will actively participate in the
Stockholm process, and hopes for its success.
Sanctions are a mandatory tool bestowed by the
Charter on the Council to fulfil its duty of maintaining
international peace and security. Over the past 10 years
the Council has resorted to sanctions more frequently,
which has caused the international community
increasing concern over the tremendous damage done
to civilians by comprehensive sanctions. Making
sanctions smarter and more clearly targeted, avoiding
or reducing their humanitarian consequences, and
effectively resolving the economic problems caused by
sanctions to third countries: all these questions require
careful and thorough consideration by the Council.
The Chinese delegation has always stressed that
sanctions are only a means, and not an end in
themselves. Recently there has been much talk about
the so-called exit strategy of peacekeeping operations.
We also need an exit strategy for sanctions a that is,
when deciding to impose a sanctions regime, the
Council should consider and decide how to end the
sanctions once the goal has been reached. There should
be no more sanctions with no clear objective, no time
limit and no well-defined conditions for lifting them.
Last year the Council held an open debate on the
question of sanctions and established a Working Group.
Under the leadership of Ambassador Chowdhury of
Bangladesh, the Working Group produced a draft
report after in-depth consultations. The draft report is
comprehensive and detailed, and contains positive and
pragmatic recommendations. We hope that it will be
adopted and implemented as soon as possible.
The President: Council members will recall my
undertaking at the beginning of Ireland's presidency to
explore the possibility of bringing to a conclusion the
matter of the report of the Working Group on the
general issues of sanctions. As Council members are
aware, the Chairman's proposed outcome was
circulated among Council members in February this
year, but it has not yet been possible to agree on a final
text.
I consider it important to achieve agreement on
this text. A very small number of differences still
remain. While they relate to issues of some sensitivity,
they are in my judgement by no means insurmountable.
Over the past two weeks we have met with all the
concerned parties on a number of occasions in order to
obtain a clearer understanding of the outstanding points
of contention and thereby to attempt to identify
possible means of overcoming these few remaining
obstacles. Those discussions are still ongoing. I would
hope to report back soon to Council members on
further developments.
The Council has thus concluded the present stage
ofits consideration of the item on its agenda.
The meeting rose at 11.50 am.
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